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issuemanagement-

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Issue Management - PPT
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  Issue Management  Merchant-Banking Services  SEBI (Merchant Banker) Regulations, 1992, defines ‘merchant banker’ as:    any person engaged in issue mgt.  selling, buying or subscribing to securities  acting as manager, consultant or advisor for such services.  mandatory in case of public issues, right issues, open offers or buy-back.  cannot carry any fund based activity.  SEBI (Merchant Banker) Regulation, 1992 The applicant should comply with following:   a body corporate other than NBFC under Clause (f) of Section 45-1 of RBI Act1934.   not to hold or accept public deposit.   adequate office space, equipments and manpower to perform duties.   employ min. two persons having experience.  SEBI (Merchant Banker) Regulation, 1992  adequate capital not less than Rs.5 crores.  not involved in any litigation connected to securities affecting business.  not involved in any offence of moral turpitude or guilty in any economic offence.  Prof. qualification from institute recognized by govt. in finance, law or business mgt.
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